A New Dimension in Operational Auditing

A New Dimension In Operational Auditing

 

Pelatihan untuk Anda:

  • Auditors with at least one year of experince.

 

Tujuan dan Manfaat Pelatihan:

  • Understand an audit process used increasingly by world class audit departments
  • Practice the keys skills used in this process
  • Take home proven evaluation tools used in process Course Outline

 

  1. Introduction
    •  The COSO chalellenge: How to evaluate soft controls?
    •  Participatory auditing: Get your customer on the audit team
  2. A Better Audit Process
    •  The traditional audit process
    •  A better audit process:
    o    Risk-based
    o    Participative
    o    Using simple, practical forms of self assessment
    o    Value-adding focus on evaluation of system design
  3. Phase I: Planning
    •  Planning step for a participative audit
    •  The acquisition audit approach
    •  Audit simulation: Research the Human Resources function
    •  Audit simulation: Participative audit planning meeting
    •  The risk assessment thought process
    •  Identifying and assessing risks: four helpful categories
    •  Planning memo: deliverables
    •  Characteristics of well-defined audit objectives
  4. Phase II: Evaluate the adequacy of system Design
    •  Documenting internal controls: traditional methods
    •  Documenting internal controls: the risk / control matrix
    •  Teaching your audit customer the risk assessment thought process
    •  Audit simulation: Exercises in using the risk /control matrix
    •  Traditional and emerging concepts of internal control
    •  Alternative versions of the risk / control matrix
  5. Phase III : Evaluate the Effectiveness of Key Controls
    •  Fieldwork: purpose and methods
    •  End result auditing
    •  Rules of audit evidence, and how they apply to soft controls
  6. Develop Recommendations for Improvement
    •  Attribute approach to developing audit findings
    •  Form for developing and reporting audit findings
    •  Participative reporting
  7. Report Recommendations for Improvement
    •  The final hurdle to participative auditing, and how to lower it:
    •  MAP audit report format

 

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